Implementation Regulations for Compulsory Certification of Cord Sets (hereinafter referred to as the Regulations) are prepared according to the requirements of Implementation Rules for Compulsory Certification of Electrical Accessories (CNCA-C02-01: 2014) (hereinafter referred to as the Rules) as an auxiliary document for certification implementation rules. The Regulations are prepared and published on the basis of the Rules as well as quality manuals, procedure documents, operation instructions and other relevant requirements of China Quality Certification Center (hereinafter referred to as CQC) and on the principles of maintaining effectiveness of product certification, improving product quality, serving certification enterprises and controlling certification risk.
The Regulations are refined from the Rules, and shall be used together. Product range and certification basis applicable for the Regulations shall be consistent with relevant provisions in the Rules and shall be adjusted in accordance with announcements on definition and adjustment of contents issued by Certification and Accreditation Administration of the People's Republic of China (hereinafter referred to as CNCA).
Based on certification implementation rules, CQC has established requirements for classification management of manufacturers and specified those for implementation of compulsory product certification of cord sets in combination with manufacturer classification.
0. General Requirements
0.1 Foreword
0.2 Terms and Definitions
1. Requirements for Classification Management of Manufacturers
2. Selection of Certification Mode and Relevant Requirements
2.1 Basic Certification Mode
2.2 Refining of Certification Mode
2.3 Applicability of Certification Mode
3. Certification Unit Division
3.1 Basic Principles of Dividing Certification Unit
3.2 Coverage Principles of Products in the Same Certification Unit
3.3 Division Principles of Certification Unit for Products from Different Certification Clients, Producers and Manufacturers
4. Certification Process and Time Limit
4.1 Proposing and Acceptance of Certification Application
4.2 Certification Scheme
4.3 Approval of Application Information
4.4 Type Test
4.5 Enterprise Quality Assurance Capacity and Product Consistency Inspection (Initial Factory Inspection)
4.6 Assessment and Approval of Certification Result
4.7 Others
5. Certification Application Information and Relevant Requirements
6. Sample Testing Requirements (Sample Quantity, Testing Item and Test Scheme)
6.1 Sample Presentation (Sampling) Requirements
6.2 Requirements for Testing Items
6.3 Requirements for Test Sample
6.4 Test Implementation
7. Relevant Requirements for Factory Inspection and Post-Certification Supervision
7.1 Definition for Object and Requirements for Coverage of Factory Inspection
7.2 Requirements for Quality Assurance Capacity and Product Consistency Inspection of Cord Sets Enterprises for Compulsory Product Certification
7.3 Requirements for Quality Control and Testing of Cord Sets Factory
7.4 Requirements for Periodical Confirmation Inspection and Control of Key Components and Materials for Cord Sets
7.5 Factory Inspection Requirements for ODM/OEM Mode
7.6 Post-Certification Supervision
8 Requirements for Certification (Including Standard Version) Change
8.1 Application and Requirements for Change
8.2 Assessment and Approval of Change
8.3 Requirements for Change of Certification Standards
9. List of Key Components and Materials
9.1 Key Components and Materials
9.2 Requirements for Control of Key Components and Materials
9.3 Requirements for Key Components and Materials in Product Description Report
10. Charge Basis and Relevant Requirements
11. Process and Time Limit Related to Technology Disputes and Appeal
Attachment 1: Unit Division and Sample Quantity
Attachment 2: Requirements for Quality Assurance Capacity and Product Consistency Inspection of Cord Sets Enterprise
Attachment 3: Requirements for Quality Control and Testing of Cord Sets Factory
Attachment 4: Periodical Confirmation Inspection and Control Requirements for Key Components and Materials
Attachment 5: Key Parts and Materials of Cord Sets and Their Application Requirements
Attachment 6: Categories of Cord Sets for Supervision Sampling Inspection
Attachment 7: Operation Requirements of the Testing (or Witness Testing) by Using the Manufacturer's Testing Resources
Implementation Regulations for Compulsory Certification of Cord Sets (hereinafter referred to as the Regulations) are prepared according to the requirements of Implementation Rules for Compulsory Certification of Electrical Accessories (CNCA-C02-01: 2014) (hereinafter referred to as the Rules) as an auxiliary document for certification implementation rules. The Regulations are prepared and published on the basis of the Rules as well as quality manuals, procedure documents, operation instructions and other relevant requirements of China Quality Certification Center (hereinafter referred to as CQC) and on the principles of maintaining effectiveness of product certification, improving product quality, serving certification enterprises and controlling certification risk.
The Regulations are refined from the Rules, and shall be used together. Product range and certification basis applicable for the Regulations shall be consistent with relevant provisions in the Rules and shall be adjusted in accordance with announcements on definition and adjustment of contents issued by Certification and Accreditation Administration of the People's Republic of China (hereinafter referred to as CNCA).
Based on certification implementation rules, CQC has established requirements for classification management of manufacturers and specified those for implementation of compulsory product certification of cord sets in combination with manufacturer classification.
Contents of CQC-C0201.01-2014
0. General Requirements
0.1 Foreword
0.2 Terms and Definitions
1. Requirements for Classification Management of Manufacturers
2. Selection of Certification Mode and Relevant Requirements
2.1 Basic Certification Mode
2.2 Refining of Certification Mode
2.3 Applicability of Certification Mode
3. Certification Unit Division
3.1 Basic Principles of Dividing Certification Unit
3.2 Coverage Principles of Products in the Same Certification Unit
3.3 Division Principles of Certification Unit for Products from Different Certification Clients, Producers and Manufacturers
4. Certification Process and Time Limit
4.1 Proposing and Acceptance of Certification Application
4.2 Certification Scheme
4.3 Approval of Application Information
4.4 Type Test
4.5 Enterprise Quality Assurance Capacity and Product Consistency Inspection (Initial Factory Inspection)
4.6 Assessment and Approval of Certification Result
4.7 Others
5. Certification Application Information and Relevant Requirements
6. Sample Testing Requirements (Sample Quantity, Testing Item and Test Scheme)
6.1 Sample Presentation (Sampling) Requirements
6.2 Requirements for Testing Items
6.3 Requirements for Test Sample
6.4 Test Implementation
7. Relevant Requirements for Factory Inspection and Post-Certification Supervision
7.1 Definition for Object and Requirements for Coverage of Factory Inspection
7.2 Requirements for Quality Assurance Capacity and Product Consistency Inspection of Cord Sets Enterprises for Compulsory Product Certification
7.3 Requirements for Quality Control and Testing of Cord Sets Factory
7.4 Requirements for Periodical Confirmation Inspection and Control of Key Components and Materials for Cord Sets
7.5 Factory Inspection Requirements for ODM/OEM Mode
7.6 Post-Certification Supervision
8 Requirements for Certification (Including Standard Version) Change
8.1 Application and Requirements for Change
8.2 Assessment and Approval of Change
8.3 Requirements for Change of Certification Standards
9. List of Key Components and Materials
9.1 Key Components and Materials
9.2 Requirements for Control of Key Components and Materials
9.3 Requirements for Key Components and Materials in Product Description Report
10. Charge Basis and Relevant Requirements
11. Process and Time Limit Related to Technology Disputes and Appeal
Attachment 1: Unit Division and Sample Quantity
Attachment 2: Requirements for Quality Assurance Capacity and Product Consistency Inspection of Cord Sets Enterprise
Attachment 3: Requirements for Quality Control and Testing of Cord Sets Factory
Attachment 4: Periodical Confirmation Inspection and Control Requirements for Key Components and Materials
Attachment 5: Key Parts and Materials of Cord Sets and Their Application Requirements
Attachment 6: Categories of Cord Sets for Supervision Sampling Inspection
Attachment 7: Operation Requirements of the Testing (or Witness Testing) by Using the Manufacturer's Testing Resources